Audit work
For DPCO firms: plan the audit, raise findings, sign the opinion and file the return.
8 guidesWorking in a client's audit workspaceHow a DPCO firm plans and opens an audit, enters the client's workspace, asks for evidence, and what it can and cannot do there.Audit intake for DPCO firmsHow a DPCO firm connects a Quick Audit case to a company's programme, and how the company approves it and decides which declarations to take.Raising audit findingsHow a DPCO firm raises a finding in an audit, what goes into it, what the client sees, and how a finding is closed or its silence recorded.Remediation planningHow a DPCO firm records, for each finding, the quarter it closes by, the client's owner and the action, and sends the plan to the client.Signing the audit opinion and filing the returnWhat has to be true before a DPCO firm signs an audit opinion, how to sign it, and what happens to the file afterwards.The audit filing packageHow a DPCO firm prepares the outward package for an annual return, downloads it, files it with the NDPC outside Asiri, and records what happened.Who can file audit returnsWho in a DPCO firm may sign audit opinions and file returns, how the firm names them, and what a licence lapse does.Running a Quick Audit caseHow a licensed DPCO firm opens a Quick Audit case, records what it covers, invites the client's people to answer without an Asiri account, reviews their answers, and drafts the report.
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